KEYNOTE SYSTEMS INC 4

Accession 0001140361-13-034205

CIK 0001032761operating

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 5:33 PM ET

Size

23.7 KB

Accession

0001140361-13-034205

Form 4

Period: 2013-08-22

Vice President of Sales

Transactions

Disposition to Issuer
Employee Stock Option (Right to Purchase)
2013-08-22$7.02/sh−14,629$102,696→ 0 total
Exercise: $12.98Exp: 2015-09-01→ Common Stock (14,629 underlying)
Disposition to Issuer
Employee Stock Option (Right to Purchase)
2013-08-22$9.00/sh−58,000$522,000→ 0 total
Exercise: $11.00Exp: 2016-04-04→ Common Stock (58,000 underlying)
Disposition to Issuer
Performance Stock Units
2013-08-22$20.00/sh−15,000$300,000→ 0 total
Exercise: $0.00→ Common Stock (15,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Purchase)
2013-08-22$6.58/sh−60,000$394,800→ 0 total
Exercise: $13.42Exp: 2017-04-01→ Common Stock (60,000 underlying)
Disposition to Issuer
Common Stock
2013-08-22$20.00/sh−1,588$31,760→ 0 total
Disposition to Issuer
Restricted Stock Units
2013-08-22$20.00/sh−500$10,000→ 0 total
Exercise: $0.00→ Common Stock (500 underlying)
Disposition to Issuer
Restricted Stock Units
2013-08-22$20.00/sh−15,000$300,000→ 0 total
Exercise: $0.00→ Common Stock (15,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Purchase)
2013-08-22$7.35/sh−16,900$124,215→ 0 total
Exercise: $12.65Exp: 2018-07-06→ Common Stock (16,900 underlying)

Footnotes (5)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of June 23, 2013, by and between the Issuer, Hawaii Merger Corp., a Delaware corporation ("Merger Sub"), and Hawaii Parent Corp., a Delaware corporation ("Parent"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). Parent is a company that is wholly-owned by affiliates of Thoma Bravo, LLC.
[F2]Erroneously reported as a Restricted Stock Unit award in forms 4 previously filed with the Securities & Exchange Commission.
[F3]The performance stock unit award, which was granted on October 28, 2011, became fully vested and was cancelled in the Merger and converted into the right to receive an amount in cash of $20.00 per performance stock unit.
[F4]The restricted stock unit award became fully vested and was cancelled in the Merger and converted into the right to receive an amount in cash of $20.00 per restricted stock unit.
[F5]The option, which was fully vested as of the filing of this Form 4, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of outstanding shares subject to such option and (ii) the excess of $20.00 per share over the per share exercise price of such option.

Documents

2 files

KEYNOTE SYSTEMS INC

CIK 0001032761

Entity typeoperating

IncorporatedDE