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Simplicity Bancorp, Inc. 4

Accession 0001140361-13-034693

CIK 0001412109operating

View on SEC.gov Company Profile

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 3:57 PM ET

Size

11.3 KB

Accession

0001140361-13-034693

Insider Transaction Report

Form 4

Period: 2013-08-28

Simplicity Bancorp, Inc.SMPL

Chief Financial Officer

Transactions

Award
Common Stock
2013-08-28+7,189→ 33,214 total

Holdings

Common Stock
(indirect: By 401(k))
4,983
Stock Options
Exercise: $12.30From: 2012-06-28Exp: 2021-06-28→ Common Stock (8,000 underlying)
8,000
Common Stock
(indirect: By IRA)
1,438
Common Stock
(indirect: By ESOP)
11,555
Stock Options
Exercise: $10.84From: 2010-01-30Exp: 2019-01-30→ Common Stock (14,388 underlying)
14,388
Stock Options
Exercise: $24.19From: 2007-11-15Exp: 2016-11-15→ Common Stock (28,776 underlying)
28,776

Footnotes (6)

[F1]Shares of restricted stock vest at a rate of 20% per year over a period ending on August 28, 2018.
[F2]Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on June 28, 2016.
[F3]Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on July 25, 2017.
[F4]Stock options vest at a rate of 20% per year over a period ending on June 28, 2016.
[F5]Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.
[F6]Stock options are fully vested.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Simplicity Bancorp, Inc.

CIK 0001412109

Entity typeoperating

Related Parties

1

filerCIK 0001412109

Filing Metadata

Form type: 4
Filed: Aug 29, 8:00 PM ET
Accepted: Aug 30, 3:57 PM ET
Size: 11.3 KB

View on SEC.gov