4//SEC Filing
UROPLASTY INC 4
Accession 0001140361-13-035611
CIK 0000890846operating
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 11:14 AM ET
Size
13.2 KB
Accession
0001140361-13-035611
Insider Transaction Report
Form 4
Kolb Nancy A
VP Global Marketing
Transactions
- Exercise/Conversion
common stock
2013-09-09$0.85/sh+40,000$34,000→ 64,925 total - Tax Payment
common stock
2013-09-09$3.44/sh−9,884$34,001→ 55,041 total - Tax Payment
common stock
2013-09-09$3.44/sh−7,484$25,745→ 47,557 total - Exercise/Conversion
non-qualified stock option
2013-09-09$0.85/sh+40,000$34,000→ 0 totalExercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (40,000 underlying)
Holdings
- 6,525
non-qualified stock option
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (6,525 underlying) - 4,100
non-qualified stock option
Exercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (4,100 underlying)
Footnotes (6)
- [F1]Includes shares of restricted stock subject to risk of forfeiture that lapse with respect to 3,856 shares on June 7, 2014; 1,275 shares on June 8, 2014; 3,856 shares on June 7, 2015; and 3,068 shares on June 7, 2016.
- [F2]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F3]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
- [F4]In lieu of cash paid, 9,884 shares were tendered with a market value of $3.44 per share, the closing share price on the date of exercise.
- [F5]Shares tendered as payment of exercise price for the non-qualified stock option exercised on 9/09/2013.
- [F6]Shares forfeited as payment of income tax liability for the non-qualifiesd stock option exercised on 9/09/2013.
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000890846
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 11:14 AM ET
- Size
- 13.2 KB