Raptor Pharmaceutical Corp·4

Sep 11, 9:49 PM ET

Raptor Pharmaceutical Corp 4

4 · Raptor Pharmaceutical Corp · Filed Sep 11, 2013

Insider Transaction Report

Form 4
Period: 2013-09-09
Transactions
  • Sale

    Common Stock

    2013-09-09$14.24/sh5,000$71,21474,906 total
  • Exercise/Conversion

    Common Stock

    2013-09-09$2.23/sh+10,000$22,30079,906 total
  • Sale

    Common Stock

    2013-09-09$14.33/sh10,000$143,27269,906 total
  • Exercise/Conversion

    Stock options (right to buy)

    2013-09-0910,00024,969 total
    Exercise: $2.23From: 2008-03-10Exp: 2017-09-10Common Stock (10,000 underlying)
  • Sale

    Common Stock

    2013-09-09$14.24/sh5,000$71,18669,906 total
  • Sale

    Common Stock

    2013-09-09$14.24/sh5,000$71,20679,906 total
Footnotes (8)
  • [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 13, 2013.
  • [F2]Options were issued pursuant to the Issuers 2006 Equity Incentive Plan. Options vest 6/48ths on March 10, 2008 and 1/48th per month thereafter.
  • [F3]This transaction was executed in multiple trades at prices ranging from $14.07 to $14.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was executed in multiple trades at prices ranging from $14.10 to $14.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]This transaction was executed in multiple trades at prices ranging from $14.10 to $14.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F6]This transaction was executed in multiple trades at prices ranging from $14.22 to $14.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F7]The shares listed as owned in column 9 represents the total shares that remain outstanding for this option grant dated 9/10/2007.
  • [F8]Fully vested and exercisable.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4