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Simplicity Bancorp, Inc. 4

Accession 0001140361-13-035778

CIK 0001412109operating

View on SEC.gov Company Profile

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 4:14 PM ET

Size

11.3 KB

Accession

0001140361-13-035778

Insider Transaction Report

Form 4

Period: 2013-09-11

Simplicity Bancorp, Inc.SMPL

Chief Financial Officer

Transactions

Purchase
Common Stock
2013-09-11$15.09/sh+1,291$19,481→ 6,318 total(indirect: By 401(k))

Holdings

Common Stock
(indirect: By ESOP)
11,607
Common Stock
(indirect: By IRA)
1,438
Stock Options
Exercise: $10.84From: 2010-01-30Exp: 2019-01-30→ Common Stock (14,388 underlying)
14,388
Common Stock
33,214
Stock Options
Exercise: $12.30From: 2012-06-28Exp: 2021-06-28→ Common Stock (8,000 underlying)
8,000
Stock Options
Exercise: $24.19From: 2007-11-15Exp: 2016-11-15→ Common Stock (28,776 underlying)
28,776

Footnotes (6)

[F1]Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on August 28, 2018.
[F2]Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on June 28, 2016.
[F3]Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on July 25, 2017.
[F4]Stock options vest at a rate of 20% per year over a period ending on June 28, 2016.
[F5]Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.
[F6]Stock options are fully vested.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Simplicity Bancorp, Inc.

CIK 0001412109

Entity typeoperating

Related Parties

1

filerCIK 0001412109

Filing Metadata

Form type: 4
Filed: Sep 11, 8:00 PM ET
Accepted: Sep 12, 4:14 PM ET
Size: 11.3 KB

View on SEC.gov