4//SEC Filing
UROPLASTY INC 4
Accession 0001140361-13-035939
CIK 0000890846operating
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:56 PM ET
Size
11.6 KB
Accession
0001140361-13-035939
Insider Transaction Report
Form 4
MAXWELL ROBERT PATRICK
Director
Transactions
- Award
common stock
2012-09-13+4,350→ 136,584 total - Award
non-qualifed stock option
2013-09-12+8,625→ 8,625 totalExercise: $3.46From: 2014-09-12Exp: 2020-09-11→ common stock (8,625 underlying)
Holdings
- 6,175
non-qualified stock options
Exercise: $4.16From: 2011-09-14Exp: 2017-09-13→ common stock (6,175 underlying) - 15,000
non-qualified stock options
Exercise: $0.77From: 2009-09-15Exp: 2014-09-14→ common stock (15,000 underlying) - 5,475
non-qualified stock options
Exercise: $4.83From: 2012-09-14Exp: 2018-09-13→ common stock (5,475 underlying) - 7,025
non-qualified stock options
Exercise: $3.76From: 2013-09-13Exp: 2019-09-12→ common stock (7,025 underlying)
Footnotes (1)
- [F1]Includes 4,350 shares of restricted stock subject to risk of forfeiture that lapses on March 12, 2014 (six months after the grant date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000890846
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 5:56 PM ET
- Size
- 11.6 KB