HENNESSY ADVISORS INC 4
4 · HENNESSY ADVISORS INC · Filed Sep 18, 2013
Insider Transaction Report
Form 4
HANSEL HENRY
Director
Transactions
- Award
Common Stock
[F1]2013-09-16+5,000→ 103,458 total
Holdings
- 25,313
Stock Option (right to acquire)
Exercise: $7.11From: 2004-11-03Exp: 2014-11-03→ Common Stock (25,313 underlying)
Footnotes (1)
- [F1]Includes 5,000 shares underlying restricted stock units that will vest 25% per year beginning on September 16, 2014.
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Henry Hansel|2013-09-18