FIRST SECURITY GROUP INC/TN 4
4 · FIRST SECURITY GROUP INC/TN · Filed Sep 30, 2013
Insider Transaction Report
Form 4
Haddock John Robert
Controller
Transactions
- Exercise of In-Money
Subscription Rights (right to buy)
2013-09-27−10,000→ 0 total(indirect: By 401(k))Exercise: $1.50From: 2013-09-27Exp: 2013-09-27→ Common Stock (10,000 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2013-09-27−600→ 0 totalExercise: $1.50From: 2013-09-27Exp: 2013-09-27→ Common Stock (600 underlying) - Exercise of In-Money
Common Stock
2013-09-27$1.50/sh+10,000$15,000→ 10,000 total(indirect: By 401(k)) - Exercise of In-Money
Common Stock
2013-09-27$1.50/sh+600$900→ 233,500 total
Footnotes (1)
- [F1]Reflects 401(k) dispositions that have occurred pursuant to non-discretionary transactions exempt under Rule 16b-3(c).