4//SEC Filing
ZALE CORP 4
Accession 0001140361-13-040509
CIK 0000109156operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:32 PM ET
Size
14.7 KB
Accession
0001140361-13-040509
Insider Transaction Report
Form 4
ZALE CORPZLC
Haubenstricker Thomas A
Chief Financial Officer
Transactions
- Award
Restricted Stock Units (Performance)
2013-10-31+9,600→ 9,600 totalExercise: $0.00From: 2014-10-31→ Common Stock (9,600 underlying) - Award
Restricted Stock Units
2013-10-31+9,600→ 9,600 totalExercise: $0.00From: 2014-10-31→ Common Stock (9,600 underlying)
Holdings
- 70,000
Stock Options (right to buy)
Exercise: $2.88From: 2012-10-17Exp: 2021-10-17→ Common Stock (70,000 underlying) - 19,252
Common Stock
- 30,000
Restricted Stock Units (Performance)
Exercise: $0.00→ Common Stock (30,000 underlying) - 20,100
Restricted Stock Units
Exercise: $0.00From: 2013-07-31→ Common Stock (20,100 underlying) - 8,500
Restricted Stock Units
Exercise: $0.00From: 2012-10-17→ Common Stock (8,500 underlying)
Footnotes (4)
- [F1]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that will vest based upon the Company's satisfaction of certain fiscal year performance goals during fiscal years 2014 through 2016. Upon vesting, the holder will be entitled to receive a number of shares of common stock for each unit dependent upon the level of satisfaction of the performance goals, unless the Board of Directors determines that payment shall be made in cash.
- [F2]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that vest as to 100% of the units if the Company satisfies a certain performance goal over any period of four consecutive fiscal quarters beginning on August 1, 2012 and ending on July 31, 2015. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
- [F3]Restricted stock units granted under Zale Corporation 2011 Omnibus Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
- [F4]Restricted stock units granted under Zale Corporation 2003 Stock Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
Documents
Issuer
ZALE CORP
CIK 0000109156
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000109156
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 5:32 PM ET
- Size
- 14.7 KB