Home/Filings/4/0001140361-13-040510
4//SEC Filing

ZALE CORP 4

Accession 0001140361-13-040510

CIK 0000109156operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:34 PM ET

Size

27.0 KB

Accession

0001140361-13-040510

Insider Transaction Report

Form 4
Period: 2013-10-31
Hollander Gilbert P
EVP, Chief Sourcing Officer
Transactions
  • Award

    Restricted Stock Units

    2013-10-31+17,60017,600 total
    Exercise: $0.00From: 2014-10-31Common Stock (17,600 underlying)
  • Award

    Restricted Stock Units (Performance)

    2013-10-31+17,60017,600 total
    Exercise: $0.00From: 2014-10-31Common Stock (17,600 underlying)
Holdings
  • Common Stock

    94,078
  • Stock Options (right to buy)

    Exercise: $27.24From: 2007-08-29Exp: 2016-08-29Common Stock (15,000 underlying)
    15,000
  • Restricted Stock Units (Performance)

    Exercise: $0.00Common Stock (50,000 underlying)
    50,000
  • Stock Options (right to buy)

    Exercise: $2.37From: 2011-02-26Exp: 2020-02-26Common Stock (70,000 underlying)
    70,000
  • Stock Options (right to buy)

    Exercise: $24.10From: 2007-05-05Exp: 2016-05-05Common Stock (25,000 underlying)
    25,000
  • Stock Options (right to buy)

    Exercise: $26.33From: 2006-01-10Exp: 2015-01-10Common Stock (10,000 underlying)
    10,000
  • Stock Options (right to buy)

    Exercise: $26.14From: 2009-09-16Exp: 2018-09-16Common Stock (56,000 underlying)
    56,000
  • Stock Options (right to buy)

    Exercise: $3.95From: 2012-09-02Exp: 2021-09-02Common Stock (85,000 underlying)
    85,000
  • Stock Options (right to buy)

    Exercise: $21.29From: 2008-11-14Exp: 2017-11-14Common Stock (55,000 underlying)
    55,000
  • Stock Options (right to buy)

    Exercise: $27.89From: 2007-09-14Exp: 2016-09-14Common Stock (10,000 underlying)
    10,000
  • Stock Options (right to buy)

    Exercise: $27.44From: 2005-07-21Exp: 2014-07-21Common Stock (10,000 underlying)
    10,000
  • Restricted Stock Units

    Exercise: $0.00From: 2013-07-31Common Stock (33,500 underlying)
    33,500
  • Stock Options (right to buy)

    Exercise: $2.00From: 2011-09-23Exp: 2020-09-23Common Stock (55,000 underlying)
    55,000
  • Restricted Stock Units

    Exercise: $0.00From: 2012-09-02Common Stock (25,500 underlying)
    25,500
  • Stock Options (right to buy)

    Exercise: $27.52From: 2006-09-06Exp: 2015-09-06Common Stock (10,000 underlying)
    10,000
Footnotes (4)
  • [F1]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that will vest based upon the Company's satisfaction of certain fiscal year performance goals during fiscal years 2014 through 2016. Upon vesting, the holder will be entitled to receive a number of shares of common stock for each unit dependent upon the level of satisfaction of the performance goals, unless the Board of Directors determines that payment shall be made in cash.
  • [F2]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that vest as to 100% of the units if the Company satisfies a certain performance goal over any period of four consecutive fiscal quarters beginning on August 1, 2012 and ending on July 31, 2015. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
  • [F3]Restricted stock units granted under Zale Corporation 2011 Omnibus Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
  • [F4]Restricted stock units granted under Zale Corporation 2003 Stock Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.

Documents

1 file

Issuer

ZALE CORP

CIK 0000109156

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000109156

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:34 PM ET
Size
27.0 KB