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4//SEC Filing

General Growth Properties, Inc. 4

Accession 0001140361-13-040772

CIK 0001496048operating

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 9:08 PM ET

Size

13.3 KB

Accession

0001140361-13-040772

Insider Transaction Report

Form 4
Period: 2013-11-01
Transactions
  • Other

    Warrant to acquire Common Stock

    2013-11-01$14.76/sh+1,765,936$26,065,21512,777,778 total
    From: 2010-11-09Exp: 2017-11-09Common Stock (2,018,465 underlying)
  • Other

    Common Stock, par value $0.01 per share

    2013-11-01$20.39/sh25,093,350$511,653,4070 total
  • Other

    Common Stock, par value $0.01 per share

    2013-11-01$20.39/sh1,278,297$26,064,47623,100,582 total(indirect: See footnote)
  • Other

    Common Stock, par value $0.01 per share

    2013-11-01$20.39/sh+3,271,065$66,697,01525,093,350 total
  • Other

    Warrant to acquire Common Stock

    2013-11-01$14.76/sh4,518,897$66,698,9208,258,881 total
    From: 2010-11-09Exp: 2017-11-09Common Stock (5,165,099 underlying)
Footnotes (4)
  • [F1]As a result of the Reporting Person receiving in-kind distributions of Warrants in excess of its pro rata share (in lieu of its pro rata share of Common Stock), such transaction could be deemed to be a disposition of the Reporting Person's pecuniary interest in Common Stock in exchange for acquiring pecuniary interest in Warrants having the value of such excess.
  • [F2]The Reporting Person exchanged Warrants for shares of Common Stock having the same aggregate value.
  • [F3]Shares of Common Stock are held indirectly by Brookfield Retail Holdings II Sub II LLC.
  • [F4]Each Warrant entitles the holder to purchase 1.143 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the warrant agreement, dated as of November 9, 2010, by and among Mellon Investor Services LLC, as warrant agent, and the Issuer.

Documents

1 file

Issuer

General Growth Properties, Inc.

CIK 0001496048

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001496048

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:08 PM ET
Size
13.3 KB