Home/Filings/4/0001140361-13-043389
4//SEC Filing

CLECO CORP 4

Accession 0001140361-13-043389

CIK 0001089819operating

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 5:22 PM ET

Size

7.2 KB

Accession

0001140361-13-043389

Insider Transaction Report

Form 4
Period: 2013-11-15
Transactions
  • Award

    Phantom Stock

    2013-11-15$46.48/sh+353$16,40745,586 total
    Common Stock, $1.00 par (353 underlying)
Holdings
  • Common Stock, $1.00 par

    59,266.446
Footnotes (3)
  • [F1]Includes 22.998 shares acquired on August 20, 2013 through the Cleco Corporation Dividend Reinvestment Plan.
  • [F2]The shares of phantom stock relate to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Cleco Corporation Deferred Compensation Plan (the "Plan"). The reporting person has elected to defer receipt of these shares under the Plan. Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock.
  • [F3]Includes 12,865 shares of phantom stock (not subject to restrictions) related to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Plan. Includes (a) 2,140 shares of phantom stock subject to restrictions that lapse on January 25, 2014; (b) 2,544 shares of phantom stock subject to restrictions that lapse on January 30, 2015; (c) 2,149 shares of phantom stock subject to restrictions that lapse on January 29, 2016; (d) 1,898 shares of phantom stock subject to restrictions that lapse on January 28, 2017; (e) 1,717 shares of phantom stock subject to restrictions that lapse on January 27, 2018 and (f) 1,596 shares of phantom stock subject to restrictions that lapse on January 24, 2019.

Documents

1 file

Issuer

CLECO CORP

CIK 0001089819

Entity typeoperating
IncorporatedLA

Related Parties

1
  • filerCIK 0001089819

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:22 PM ET
Size
7.2 KB