NN INC 4

4 · NN INC · Filed Nov 20, 2013

Form 4

Period: 2013-11-18

VP Oper., Ball & Roller Div.

Transactions

Exercise/Conversion
Stock Options (Right to buy)
2013-11-19−5,000→ 10,000 total
Exercise: $8.86Exp: 2022-03-21→ Common Stock (5,000 underlying)
Sale
Common Stock
2013-11-18$17.68/sh−3,100$54,808→ 56,100 total
Exercise/Conversion
Common Stock
2013-11-19$9.36/sh+8,900$83,304→ 65,000 total
Exercise/Conversion
Common Stock
2013-11-19$8.86/sh+5,000$44,300→ 61,100 total
Exercise/Conversion
Stock Options (Right to buy)
2013-11-18−10,900→ 0 total
Exercise: $12.12Exp: 2017-05-27→ Common Stock (10,900 underlying)
Exercise/Conversion
Common Stock
2013-11-18$12.12/sh+10,900$132,108→ 67,000 total
Sale
Common Stock
2013-11-19$17.99/sh−8,900$160,111→ 56,100 total
Sale
Common Stock
2013-11-19$18.06/sh−5,000$90,300→ 56,100 total
Exercise/Conversion
Stock Options (Right to buy)
2013-11-18−3,100→ 8,900 total
Exercise: $9.36Exp: 2018-03-06→ Common Stock (3,100 underlying)
Sale
Common Stock
2013-11-18$17.72/sh−10,900$193,148→ 56,100 total
Exercise/Conversion
Common Stock
2013-11-18$9.36/sh+3,100$29,016→ 59,200 total
Exercise/Conversion
Stock Options (Right to buy)
2013-11-19−8,900→ 0 total
Exercise: $9.36Exp: 2018-03-06→ Common Stock (8,900 underlying)

Holdings

Footnotes (7)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.77, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (4).
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.70, inclusive.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.01, inclusive.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive.
[F5]The option became exercisable in three annual installments beginning on May 27, 2008, which was the first anniversary of the date on which the option was granted.
[F6]The option became exercisable in three annual installments beginning on March 6, 2009, which was the first anniversary of the date on which the option was granted.
[F7]The option became exercisable in three annual installments beginning on March 21, 2013, which was the first anniversary of the date on which the option was granted.

Documents

1 file