4//SEC Filing
Genpact LTD 4
Accession 0001140361-13-043799
$GCIK 0001398659operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:07 PM ET
Size
19.6 KB
Accession
0001140361-13-043799
Insider Transaction Report
Form 4
Bhatia Mohit
Chief Financial Officer
Transactions
- Sale
Common Shares
2013-11-19$18.06/sh−25,000$451,540→ 41,585 total - Sale
Common Shares
2013-11-19$18.06/sh−102,615$1,853,391→ 41,585 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-11-19−102,615→ 0 totalExercise: $14.22Exp: 2017-04-20→ Common Shares (102,615 underlying) - Sale
Common Shares
2013-11-19$18.06/sh−20,421$368,836→ 41,585 total - Exercise/Conversion
Common Shares
2013-11-19$3.04/sh+25,000$75,893→ 66,585 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-11-19−25,000→ 0 totalExercise: $3.04Exp: 2015-07-26→ Common Shares (25,000 underlying) - Exercise/Conversion
Common Shares
2013-11-19$14.32/sh+20,421$292,500→ 62,006 total - Exercise/Conversion
Common Shares
2013-11-19$14.22/sh+102,615$1,459,001→ 144,200 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-11-19−20,421→ 6,807 totalExercise: $14.32Exp: 2020-03-12→ Common Shares (20,421 underlying)
Footnotes (6)
- [F1]The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
- [F2]The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.0500 to $18.1500. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]The option vests as to 25% upon each anniversary of February 1, 2010.
- [F4]The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
- [F5]The option vested over a five-year period commencing January 1, 2005.
- [F6]The option vested 33.33% on December 31, 2010, 33.33% on December 31, 2011 and 33.34% on December 31, 2012.
Documents
Issuer
Genpact LTD
CIK 0001398659
Entity typeoperating
IncorporatedBermuda
Related Parties
1- filerCIK 0001398659
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:07 PM ET
- Size
- 19.6 KB