4//SEC Filing
ANNALY CAPITAL MANAGEMENT INC 4
Accession 0001140361-13-044339
$NLYCIK 0001043219operating
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 8:59 AM ET
Size
14.2 KB
Accession
0001140361-13-044339
Insider Transaction Report
Form 4
Lyght Rose-Marie
MD, Co-Head Port Mgmt
Transactions
- Purchase
Common Stock
2013-11-26$10.10/sh+20,406$206,101→ 163,011 total
Holdings
- 30,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (30,000 underlying) - 20,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (20,000 underlying) - 500(indirect: By Spouse)
Common Stock
- 1,228
Class A Preferred Stock
- 500(indirect: By Trust)
Class A Preferred Stock
- 40,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (40,000 underlying) - 53,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (53,000 underlying) - 53,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (53,000 underlying) - 75,000
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (75,000 underlying)
Footnotes (1)
- [F1]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001043219
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 8:59 AM ET
- Size
- 14.2 KB