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NICHOLAS FINANCIAL INC · Dec 3, 2:25 PM ET

NICHOLAS FINANCIAL INC 4

4 · NICHOLAS FINANCIAL INC · Filed Dec 3, 2013

Insider Transaction Report

Form 4
Period: 2013-11-27
NICHOLAS FINANCIAL INCNICK
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Gift

    Common Stock

    2013-11-27−33,000→ 1,162,781 total(indirect: By Trust)
Holdings

  • Stock Option (right to buy)

    Exercise: $0.35Exp: 2019-04-01→ Common Stock (27,500 underlying)
    27,500

  • Common Stock

    376,883

  • Common Stock

    (indirect: By Spouse)
    4,432

  • Stock Option (right to buy)

    Exercise: $0.38Exp: 2019-03-31→ Common Stock (55,000 underlying)
    55,000
Footnotes (3)
  • [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  • [F2]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F3]The option vests in two equal annual installments beginning on March 31, 2010.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4