4//SEC Filing
NICHOLAS FINANCIAL INC 4
Accession 0001140361-13-044735
$OMCCCIK 0001000045operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 2:25 PM ET
Size
8.8 KB
Accession
0001140361-13-044735
Insider Transaction Report
Form 4
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
- Gift
Common Stock
2013-11-27−33,000→ 1,162,781 total(indirect: By Trust)
Holdings
- 27,500
Stock Option (right to buy)
Exercise: $0.35Exp: 2019-04-01→ Common Stock (27,500 underlying) - 376,883
Common Stock
- 4,432(indirect: By Spouse)
Common Stock
- 55,000
Stock Option (right to buy)
Exercise: $0.38Exp: 2019-03-31→ Common Stock (55,000 underlying)
Footnotes (3)
- [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F2]The option vests in two equal annual installments beginning on April 1, 2010.
- [F3]The option vests in two equal annual installments beginning on March 31, 2010.
Documents
Issuer
NICHOLAS FINANCIAL INC
CIK 0001000045
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001000045
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 2:25 PM ET
- Size
- 8.8 KB