SUMMIT FINANCIAL GROUP INC 4
4 · SUMMIT FINANCIAL GROUP INC · Filed Dec 3, 2013
Insider Transaction Report
Form 4
HAWSE THOMAS J III
Director
Transactions
- Purchase
Common Stock
2013-12-02$9.18/sh+296$2,717→ 71,496 total - Purchase
Common Stock
2013-12-02$9.20/sh+1,204$11,077→ 72,700 total - Purchase
Common Stock
2013-12-03$9.20/sh+45$414→ 72,745 total - Purchase
Common Stock
2013-12-03$9.38/sh+155$1,454→ 72,900 total - Purchase
Common Stock
2013-12-03$9.40/sh+100$940→ 73,000 total
Holdings
- 1,500(indirect: By Spouse)
Common Stock
- 4,109(indirect: By Spouse)
Common Stock
- 7,585.42
Phantom Stock
[F2][F3]Exercise: $0.00→ Common Stock (7,585.42 underlying) - 187
8% Non-cumulative Convertible Preferred Stock, Series 2011
[F1]Exercise: $4.00From: 2012-03-01Exp: 2021-06-01→ Common Stock (23,375 underlying)
Footnotes (3)
- [F1]The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- [F2]Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
- [F3]Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.
Signature
Teresa D. Ely, Lmtd POA, Attorney-in-Fact|2013-12-03