4//SEC Filing
Charter Financial Corp 4
Accession 0001140361-13-046759
CIK 0001478726operating
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:03 PM ET
Size
12.0 KB
Accession
0001140361-13-046759
Insider Transaction Report
Form 4
CAUBLE DAVID Z III
Director
Transactions
- Award
Common Stock
2013-12-16+17,147→ 17,147 total(indirect: By Stock Award II) - Award
Stock Options
2013-12-16+42,868→ 42,868 totalExercise: $10.89From: 2014-12-16Exp: 2023-12-15→ Common Stock (42,868 underlying)
Holdings
- 13,718
Stock Options
Exercise: $8.82From: 2014-01-27Exp: 2019-01-27→ Common Stock (137,118 underlying) - 29,454
Common Stock
- 0(indirect: By Stock Award I)
Common Stock
- 6,235
Stock Options
Exercise: $8.18From: 2013-06-22Exp: 2020-06-22→ Common Stock (6,235 underlying)
Footnotes (6)
- [F1]Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
- [F2]Since the reporting person's last beneficial ownership report, 124 shares previously held through stock awards have vested and are now owned directly.
- [F3]Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. Restricted stock awards will vest on July 27, 2013.
- [F4]Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
- [F5]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on January 27, 2014.
- [F6]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on June 22, 2015.
Documents
Issuer
Charter Financial Corp
CIK 0001478726
Entity typeoperating
Related Parties
1- filerCIK 0001478726
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:03 PM ET
- Size
- 12.0 KB