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4//SEC Filing

Charter Financial Corp 4

Accession 0001140361-13-046763

CIK 0001478726operating
View on SEC.govCompany Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:06 PM ET

Size

12.7 KB

Accession

0001140361-13-046763

Insider Transaction Report

Form 4
Period: 2013-12-16
Charter Financial CorpCHFN
LANE THOMAS M
Director
Transactions
  • Award

    Stock Options

    2013-12-16+42,868→ 42,868 total
    Exercise: $10.89From: 2014-12-16Exp: 2023-12-15→ Common Stock (42,868 underlying)
  • Award

    Common Stock

    2013-12-16+17,147→ 17,147 total(indirect: By Stock Award II)
Holdings

  • Stock Options

    Exercise: $8.82From: 2014-01-27Exp: 2019-01-27→ Common Stock (10,725 underlying)
    10,725

  • Stock Options

    Exercise: $8.18From: 2013-06-22Exp: 2020-06-22→ Common Stock (6,235 underlying)
    6,235

  • Common Stock

    (indirect: By Stock Award I)
    0

  • Common Stock

    32,537

  • Common Stock

    (indirect: By Spouse)
    4,488
Footnotes (6)
  • [F1]Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  • [F2]Since the reporting person's last beneficial ownership report, 124 shares previously held through stock awards have vested and are now owned directly.
  • [F3]Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. Restricted stock awards will vest on July 27, 2013.
  • [F4]Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  • [F5]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on January 27, 2014.
  • [F6]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on June 22, 2015.

Documents

1 file

Issuer

Charter Financial Corp

CIK 0001478726

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001478726

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:06 PM ET
Size
12.7 KB
View on SEC.gov