Charter Financial Corp 4

4 · Charter Financial Corp · Filed Dec 18, 2013

Form 4

Period: 2013-12-16

Director

Transactions

Award
Common Stock
[F1]
2013-12-16+17,147→ 17,147 total(indirect: By Stock AwardII)
Award
Stock Options
[F4]
2013-12-16+42,868→ 42,868 total
Exercise: $10.89From: 2014-12-16Exp: 2023-12-23→ Common Stock (42,868 underlying)

Holdings

Common Stock
[F2]
8,445
Common Stock
(indirect: By Spouse)
1,000
Common Stock
[F2][F3]
(indirect: By Stock Award I)
0
Stock Options
[F5]
Exercise: $8.82From: 2014-01-27Exp: 2019-01-27→ Common Stock (9,976 underlying)
9,976
Stock Options
[F6]
Exercise: $8.18From: 2013-06-22Exp: 2020-06-22→ Common Stock (6,235 underlying)
6,235

Footnotes (6)

[F1]Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
[F2]Since the reporting person's last beneficial ownership report, 124 shares previously held through stock awards have vested and are now owned directly.
[F3]Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. Restricted stock awards will vest on July 27, 2013.
[F4]Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
[F5]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on January 27, 2014.
[F6]Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on June 22, 2015.

Signature

/s/ Benjamin M. Azoff, pursuant to power of attorney|2013-12-18

Documents

1 file