CASTLE A M & CO 4
4 · CASTLE A M & CO · Filed Jan 2, 2014
Insider Transaction Report
Form 4
GARRETT THOMAS L
VP, President, Total Plastics
Transactions
- Exercise/Conversion
Common Stock
[F1]2013-12-31+2,200→ 13,738 total - Tax Payment
Common Stock
2013-12-31$14.77/sh−677$9,999→ 13,061 total - Exercise/Conversion
Restricted Stock Units
[F1]2013-12-31−2,200→ 0 totalFrom: 2013-12-31Exp: 2013-12-31→ Common Stock (2,200 underlying)
Holdings
- 8,235.36(indirect: See Note)
Common Stock
[F2]
Footnotes (2)
- [F1]Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2013.
- [F2]Between September 30, 2013 and November 30, 2013, the reporting person's balance decreased by 1.78 shares of common stock under the A. M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of November 30, 2013.
Signature
Robert J. Perna, Attorney-in-Fact|2014-01-02