$AXTI·4

AXT INC · Jan 6, 9:52 PM ET

AXT INC 4

4 · AXT INC · Filed Jan 6, 2014

Insider Transaction Report

Form 4
Period: 2013-11-04
Zhang Davis
President , JV Operations
Transactions
  • Award

    Stock Options (right to buy)

    2013-11-04$2.36/sh+66,000$155,760638,750 total
    Exercise: $2.36From: 2014-11-04Exp: 2023-11-04Common Stock (66,000 underlying)
  • Award

    Common Stock

    2013-11-04+22,000130,488 total
Footnotes (2)
  • [F1]Represents grant of restricted stocks award which vest in four equal annual installments on each anniversary of the date of grant.
  • [F2]1/4 vested on first year anniversary and 1/48 monthly thereafter.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4