4//SEC Filing
AXT INC 4
Accession 0001140361-14-001024
$AXTICIK 0001051627operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:52 PM ET
Size
6.9 KB
Accession
0001140361-14-001024
Insider Transaction Report
Form 4
AXT INCAXTI
Zhang Davis
President , JV Operations
Transactions
- Award
Stock Options (right to buy)
2013-11-04$2.36/sh+66,000$155,760→ 638,750 totalExercise: $2.36From: 2014-11-04Exp: 2023-11-04→ Common Stock (66,000 underlying) - Award
Common Stock
2013-11-04+22,000→ 130,488 total
Footnotes (2)
- [F1]Represents grant of restricted stocks award which vest in four equal annual installments on each anniversary of the date of grant.
- [F2]1/4 vested on first year anniversary and 1/48 monthly thereafter.
Documents
Issuer
AXT INC
CIK 0001051627
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001051627
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 9:52 PM ET
- Size
- 6.9 KB