Home/Filings/4/0001140361-14-001182
4//SEC Filing

NATIONAL RESEARCH CORP 4

Accession 0001140361-14-001182

$NRCCIK 0000070487operating

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 5:29 PM ET

Size

15.0 KB

Accession

0001140361-14-001182

Insider Transaction Report

Form 4
Period: 2014-01-07
Henricks Susan L
President and COO
Transactions
  • Award

    Employee Stock Option (right to buy)

    2014-01-07+7,1127,112 total
    Exercise: $18.80Exp: 2024-01-07Class A Common Stock (7,112 underlying)
  • Award

    Employee Stock Option (right to buy)

    2014-01-07+653653 total
    Exercise: $34.15Exp: 2024-01-07Class B Common Stock (653 underlying)
Holdings
  • Class B Common Stock

    3,911
  • Employee Stock Option (right to buy)

    Exercise: $22.96Exp: 2021-07-05Class B Common Stock (25,000 underlying)
    25,000
  • Employee Stock Option (right to buy)

    Exercise: $27.13Exp: 2023-01-07Class B Common Stock (4,464 underlying)
    4,464
  • Class A Common Stock

    23,469
  • Employee Stock Option (right to buy)

    Exercise: $11.72Exp: 2021-07-05Class A Common Stock (150,000 underlying)
    150,000
  • Employee Stock Option (right to buy)

    Exercise: $14.50Exp: 2023-01-07Class A Common Stock (26,784 underlying)
    26,784
Footnotes (4)
  • [F1]On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
  • [F2]This option becomes fully exercisable on January 7, 2019.
  • [F3]This option becomes fully exercisable on July 5, 2016.
  • [F4]This option becomes fully exercisable on January 7, 2018.

Documents

1 file

Issuer

NATIONAL RESEARCH CORP

CIK 0000070487

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000070487

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:29 PM ET
Size
15.0 KB