4//SEC Filing
NATIONAL RESEARCH CORP 4
Accession 0001140361-14-001182
$NRCCIK 0000070487operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:29 PM ET
Size
15.0 KB
Accession
0001140361-14-001182
Insider Transaction Report
Form 4
NATIONAL RESEARCH CORPNRCIA/B
Henricks Susan L
President and COO
Transactions
- Award
Employee Stock Option (right to buy)
2014-01-07+7,112→ 7,112 totalExercise: $18.80Exp: 2024-01-07→ Class A Common Stock (7,112 underlying) - Award
Employee Stock Option (right to buy)
2014-01-07+653→ 653 totalExercise: $34.15Exp: 2024-01-07→ Class B Common Stock (653 underlying)
Holdings
- 3,911
Class B Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $22.96Exp: 2021-07-05→ Class B Common Stock (25,000 underlying) - 4,464
Employee Stock Option (right to buy)
Exercise: $27.13Exp: 2023-01-07→ Class B Common Stock (4,464 underlying) - 23,469
Class A Common Stock
- 150,000
Employee Stock Option (right to buy)
Exercise: $11.72Exp: 2021-07-05→ Class A Common Stock (150,000 underlying) - 26,784
Employee Stock Option (right to buy)
Exercise: $14.50Exp: 2023-01-07→ Class A Common Stock (26,784 underlying)
Footnotes (4)
- [F1]On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
- [F2]This option becomes fully exercisable on January 7, 2019.
- [F3]This option becomes fully exercisable on July 5, 2016.
- [F4]This option becomes fully exercisable on January 7, 2018.
Documents
Issuer
NATIONAL RESEARCH CORP
CIK 0000070487
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000070487
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:29 PM ET
- Size
- 15.0 KB