$WSBF|4Jan 23, 10:11 AM ET

Waterstone Financial, Inc. 4

4 · Waterstone Financial, Inc. · Filed Jan 23, 2014

Form 4

Period: 2014-01-22

CFO

Transactions

Award
Common Stock
2014-01-22+1,097→ 1,097 total(indirect: By Spouse)
Award
Common Stock
2014-01-22$10.00/sh+1,000$10,000→ 1,000 total(indirect: By 401(k))
Award
Common Stock
2014-01-22+54→ 54 total(indirect: By Children)
Award
Common Stock
2014-01-22+57,608→ 57,608 total
Award
Common Stock
2014-01-22+22,394→ 22,394 total(indirect: By ESOP)
Award
Stock Options
2014-01-22+32,919→ 32,919 total
Exercise: $1.73From: 2014-01-22Exp: 2022-01-04→ Common Stock (32,919 underlying)
Award
Common Stock
2014-01-22+54→ 54 total(indirect: By Children)
Award
Stock Options
2014-01-22+54,865→ 54,865 total
Exercise: $16.11From: 2014-01-22Exp: 2017-01-05→ Common Stock (54,865 underlying)

Footnotes (2)

[F1]Pursuant to the Conversion and Reorganization plan of Lamplighter Financial, MHC, each share of Waterstone Financial, Inc. (Federal corporation) was exchanged for 1.0973 shares of common stock of Waterstone Financial, Inc. (Maryland corporation).
[F2]Pursuant to the Conversion and Reorganization of Lamplighter Financial, MHC, each option to purchase shares of common stock of Waterstone Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Waterstone Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 1.0973 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.0973 exchange ratio. All such converted options continue to vest based on their original terms.

Documents

1 file