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4//SEC Filing

Waterstone Financial, Inc. 4

Accession 0001140361-14-002960

$WSBFCIK 0001569994operating

View on SEC.gov Company Profile

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 10:11 AM ET

Size

18.1 KB

Accession

0001140361-14-002960

Insider Transaction Report

Form 4

Period: 2014-01-22

Waterstone Financial, Inc.WSBF

Larson Richard C

CFO

Transactions

Award
Common Stock
2014-01-22+1,097→ 1,097 total(indirect: By Spouse)
Award
Common Stock
2014-01-22$10.00/sh+1,000$10,000→ 1,000 total(indirect: By 401(k))
Award
Common Stock
2014-01-22+54→ 54 total(indirect: By Children)
Award
Common Stock
2014-01-22+57,608→ 57,608 total
Award
Common Stock
2014-01-22+22,394→ 22,394 total(indirect: By ESOP)
Award
Stock Options
2014-01-22+32,919→ 32,919 total
Exercise: $1.73From: 2014-01-22Exp: 2022-01-04→ Common Stock (32,919 underlying)
Award
Common Stock
2014-01-22+54→ 54 total(indirect: By Children)
Award
Stock Options
2014-01-22+54,865→ 54,865 total
Exercise: $16.11From: 2014-01-22Exp: 2017-01-05→ Common Stock (54,865 underlying)

Footnotes (2)

[F1]Pursuant to the Conversion and Reorganization plan of Lamplighter Financial, MHC, each share of Waterstone Financial, Inc. (Federal corporation) was exchanged for 1.0973 shares of common stock of Waterstone Financial, Inc. (Maryland corporation).
[F2]Pursuant to the Conversion and Reorganization of Lamplighter Financial, MHC, each option to purchase shares of common stock of Waterstone Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Waterstone Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 1.0973 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.0973 exchange ratio. All such converted options continue to vest based on their original terms.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Waterstone Financial, Inc.

CIK 0001569994

Entity typeoperating

IncorporatedMD

Related Parties

1

filerCIK 0001569994

Filing Metadata

Form type: 4
Filed: Jan 22, 7:00 PM ET
Accepted: Jan 23, 10:11 AM ET
Size: 18.1 KB

View on SEC.gov