4//SEC Filing
Waterstone Financial, Inc. 4
Accession 0001140361-14-002980
$WSBFCIK 0001569994operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 1:20 PM ET
Size
17.5 KB
Accession
0001140361-14-002980
Insider Transaction Report
Form 4
Lawton Patrick S
Director
Transactions
- Award
Common Stock
2014-01-22+144,698→ 144,698 total - Award
Common Stock
2014-01-22+5,376→ 5,376 total(indirect: By Trust) - Award
Common Stock
2014-01-22$10.00/sh+30,000$300,000→ 174,698 total - Award
Common Stock
2014-01-22+5,376→ 5,376 total(indirect: By Trust) - Award
Common Stock
2014-01-22+532→ 532 total(indirect: By Spouse) - Award
Common Stock
2014-01-22+5,376→ 5,376 total(indirect: By Trust) - Award
Stock Options
2014-01-22+54,865→ 54,865 totalExercise: $16.11From: 2014-01-22Exp: 2017-01-05→ Common Stock (54,865 underlying) - Award
Common Stock
2014-01-22+5,376→ 5,376 total(indirect: By Trust)
Footnotes (2)
- [F1]Pursuant to the Plan of Conversion and Reorganization of Lamplighter financial, MHC, each share of Waterstone Financial, Inc. (Federal corporation) was exchanged for 1.0973 shares of common stock of Waterstone Financial, Inc. (Maryland corporation).
- [F2]Pursuant to the Plan of Conversion and Reorganization of Lamplighter Financial, MHC, each option to purchase shares of common stock of Waterstone Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Waterstone Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 1.0973 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.0973 exchange ratio. All such converted options continue to vest based on their original terms.
Documents
Issuer
Waterstone Financial, Inc.
CIK 0001569994
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001569994
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 1:20 PM ET
- Size
- 17.5 KB