Home/Filings/4/0001140361-14-005431
4//SEC Filing

RESPONSYS INC 4

Accession 0001140361-14-005431

CIK 0001084817operating

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 8:51 PM ET

Size

24.5 KB

Accession

0001140361-14-005431

Insider Transaction Report

Form 4
Period: 2014-02-06
HENRICH EDWARD A.
SVP, PROFESSIONAL SERVICES
Transactions
  • Award

    Performance Stock Units

    2014-02-06+100,000100,000 total
    Common Stock (100,000 underlying)
  • Disposition to Issuer

    Performance Stock Units

    2014-02-06100,0000 total
    Common Stock (100,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2014-02-0630,0000 total
    Common Stock (30,000 underlying)
  • Disposition from Tender

    Common Stock

    2014-02-06$27.00/sh31,943$862,4610 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2014-02-062,8470 total
    Exercise: $1.40Exp: 2017-06-20Common Stock (2,847 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2014-02-061,0430 total
    Exercise: $3.08Exp: 2019-12-30Common Stock (1,043 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2014-02-0650,0000 total
    Exercise: $7.40Exp: 2020-12-15Common Stock (50,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2014-02-0687,5000 total
    Exercise: $9.25Exp: 2021-03-29Common Stock (87,500 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2014-02-06150,0000 total
    Exercise: $15.23Exp: 2021-08-15Common Stock (150,000 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to the closing on February 6, 2014 of a cash tender offer by Raptor Oak Acquisition Corporation, a Delaware corporation ("Purchaser"), which is a wholly-owned subsidiary of OC Acquisition LLC, a Delaware limited liability company ("Parent"), which is a wholly-owned subsidiary of Oracle Corporation, a Delaware Corporation ("Oracle").
  • [F10]This option, which vests as to 25% of the total number of shares on December 15, 2011, and thereafter will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F11]This option, which vests as to 25% of the total number of shares on March 29, 2012, and thereafter will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F12]This option, which vests as to 20% of the total number of shares on March 12, 2013, and thereafter will vest as to 1/60th of the total number of shares on each monthly anniversary until 100% vested, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F2]Includes 186 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2013.
  • [F3]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013 ("Merger Agreement"), by and among the Issuer, Purchaser, Parent, and Oracle (the "Merger").
  • [F4]Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F5]The performance stock unit award, which was granted on February 15, 2013, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F7]This restricted stock unit award, which vests as to 1/4th of the shares in equal annual installments commencing on March 1, 2013, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F8]This option, which is 100% vested and immediately exercisable, was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F9]Immediately exercisable, subject to the issuer's right of repurchase which lapses as the shares vest.

Documents

1 file

Issuer

RESPONSYS INC

CIK 0001084817

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001084817

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 8:51 PM ET
Size
24.5 KB