Home/Filings/4/0001140361-14-011300
4//SEC Filing

Quad/Graphics, Inc. 4

Accession 0001140361-14-011300

$QUADCIK 0001481792operating

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:23 PM ET

Size

34.5 KB

Accession

0001140361-14-011300

Insider Transaction Report

Form 4
Period: 2014-03-03
Riebe David K
Pres-Logistics & Distribution
Transactions
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-035520 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (552 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-031,2251,225 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (1,225 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-032,3385,160 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (2,338 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-048,1661,834 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (8,166 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2014-03-03$13.47/sh+4,115$55,43216,149 total
  • Sale

    Class A Common Stock

    2014-03-03$22.11/sh4,115$90,96512,034 total
  • Exercise/Conversion

    Class A Common Stock

    2014-03-04$13.47/sh20,471$275,76132,505 total
  • Sale

    Class A Common Stock

    2014-03-04$22.29/sh21,153$471,42011,352 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-043,7601,400 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (3,760 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-044,462788 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (4,462 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-03-044,083917 total
    Exercise: $13.47Exp: 2021-11-18Class A Common Stock (4,083 underlying)
Holdings
  • Stock Options (Right to Buy)

    Exercise: $23.37Exp: 2017-01-31Class A Common Stock (10,000 underlying)
    10,000
  • Stock Options (Right to Buy)

    Exercise: $15.37Exp: 2019-01-31Class A Common Stock (5,000 underlying)
    5,000
  • Stock Options (Right to Buy)

    Exercise: $16.62Exp: 2020-01-31Class A Common Stock (7,500 underlying)
    7,500
  • Class A Common Stock

    (indirect: By 401(a) Plan)
    4,788
  • Stock Options (Right to Buy)

    Exercise: $29.37Exp: 2018-01-31Class A Common Stock (5,000 underlying)
    5,000
  • Stock Options (Right to Buy)

    Exercise: $41.26Exp: 2021-01-01Class A Common Stock (7,179 underlying)
    7,179
  • Stock Options (Right to Buy)

    Exercise: $14.14Exp: 2022-01-01Class A Common Stock (7,179 underlying)
    7,179
Footnotes (13)
  • [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $22.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  • [F10]Became exercisable as to 2,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F11]Became exercisable as to 1,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F12]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  • [F13]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
  • [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $22.53. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  • [F3]Became exercisable as to 6,397 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
  • [F4]Became exercisable as to 6,825 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F5]Became exercisable as to 6,300 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F6]Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F7]Became exercisable as to 2,250 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F8]Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  • [F9]Became exercisable as to 5,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Documents

1 file

Issuer

Quad/Graphics, Inc.

CIK 0001481792

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001481792

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:23 PM ET
Size
34.5 KB