ENVESTNET, INC. 4
4 · ENVESTNET, INC. · Filed Mar 7, 2014
Insider Transaction Report
Form 4
Sisteron Yves
Director10% Owner
Transactions
- Other
Common Stock
2014-03-07−1,156,267→ 0 total(indirect: By Upfront GP II, L.P.)
Holdings
- 12,000
Common Stock
- 99,194(indirect: By LLC)
Common Stock
- 81,397(indirect: By LLC)
Common Stock
- 32,269(indirect: By Trust)
Common Stock
- 27,917(indirect: By GRP Management Services Corp.)
Common Stock
Footnotes (2)
- [F1]On March 7, 2014, Upfront GP II, L.P. distributed all of the shares held by it to its partners without the payment of any consideration, including to entities controlled by the reporting person as reflected on this Form 4, in a transaction exempt from Section 16 under Rule 16a-13 under the Securities Exchange Act of 1934.
- [F2]GRP Management Services Corp. is the general partner of Upfront GP II, L.P. Mr. Sisteron is an officer and shareholder of GRP Management Services Corp. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P. and GRP Management Services Corp., he does not have sole voting or investment power with respect to such shares, and disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.