4//SEC Filing
CASTLIGHT HEALTH, INC. 4
Accession 0001140361-14-013530
CIK 0001433714operating
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:30 PM ET
Size
19.3 KB
Accession
0001140361-14-013530
Insider Transaction Report
Form 4
Allen Naomi L
10% Owner
Transactions
- Conversion
Series A-1 Convertible Preferred Stock
2014-03-19−73,943→ 0 totalExercise: $0.00→ Class A Common Stock (73,943 underlying) - Conversion
Series C Convertible Preferred Stock
2014-03-19−10,883→ 0 totalExercise: $0.00→ Class A Common Stock (10,883 underlying) - Conversion
Class A Common Stock
2014-03-19+109,649→ 1,012,426 totalExercise: $0.00→ Class B Common Stock (109,649 underlying) - Conversion
Series A Convertible Preferred Stock
2014-03-19−18,517→ 0 totalExercise: $0.00→ Class A Common Stock (18,517 underlying) - Conversion
Series B Convertible Preferred Stock
2014-03-19−6,306→ 0 totalExercise: $0.00→ Class A Common Stock (6,306 underlying)
Holdings
- 75,000(indirect: By Trust)
Class A Common Stock
Exercise: $0.00→ Class B Common Stock (75,000 underlying) - 75,000(indirect: By Trust)
Class A Common Stock
Exercise: $0.00→ Class B Common Stock (75,000 underlying)
Footnotes (5)
- [F1]In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 19, 2014, each share of Convertible Preferred Stock automatically converted into one (1) share of Class A Common Stock for no additional consideration. All shares of Class A Common Stock issued upon conversion were aggregated.
- [F2]Each share of Class A Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class B Common Stock. In addition, each share of Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class A Common Stock have no expiration date.
- [F3]Each share of the Issuer's Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the earliest to occur of the following: (a) the first date on which the number of shares of Class A Common Stock then outstanding is less than 15,340,384 shares, (b) March 19, 2024, or (c) a time and date approved in writing by holders of at least a majority of the then-outstanding shares of Class A Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
- [F4]Reporting Person serves as trustee and sole beneficiary.
- [F5]Reporting Person's spouse serves as trustee and sole beneficiary.
Documents
Issuer
CASTLIGHT HEALTH, INC.
CIK 0001433714
Entity typeoperating
Related Parties
1- filerCIK 0001433714
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:30 PM ET
- Size
- 19.3 KB