LIQUIDMETAL TECHNOLOGIES INC 4/A
4/A · LIQUIDMETAL TECHNOLOGIES INC · Filed Mar 21, 2014
Insider Transaction Report
Form 4/AAmended
Mahamedi Abdi
Director10% Owner
Transactions
- Other
Common Stock
2013-02-28$0.22/sh+3,105,096$683,121→ 15,608,908 total(indirect: See Footnote) - Other
Common Stock
2013-02-28$0.10/sh+565,344$56,534→ 12,503,812 total(indirect: See Footnote)
Footnotes (4)
- [F1]On February 28, 2013, the reporting person converted 10,000 shares of Series A-1 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F2]The original Form 4 erroneously reported that these shares are directly owned by the reporting person. This amendment is being filed to reflect that these shares should be reported as being indirectly owned, as further described in Footnote 4 below.
- [F3]On February 28, 2013, the reporting person converted 116,215 shares of Series A-2 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F4]Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.