4//SEC Filing
LIQUIDMETAL TECHNOLOGIES INC 4
Accession 0001140361-14-013818
$LQMTCIK 0001141240operating
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 3:58 PM ET
Size
12.1 KB
Accession
0001140361-14-013818
Insider Transaction Report
Form 4
Mahamedi Abdi
Director10% Owner
Transactions
- Sale
Common Stock
2014-03-17$0.29/sh−438,262$125,650→ 14,902,733 total(indirect: See Footnote) - Sale
Common Stock
2014-03-12$0.25/sh−238,913$59,728→ 15,369,995 total(indirect: See Footnote) - Sale
Common Stock
2014-03-13$0.25/sh−29,000$7,296→ 15,340,995 total(indirect: See Footnote) - Sale
Common Stock
2014-03-18$0.29/sh−293,825$84,915→ 14,608,908 total(indirect: See Footnote)
Holdings
- 759,428
Common Stock
Footnotes (4)
- [F1]Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.25 to $0.253, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.261 to $0.3078, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.275 to $0.296, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001141240
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 3:58 PM ET
- Size
- 12.1 KB