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4//SEC Filing

Silvercrest Asset Management Group Inc. 4

Accession 0001140361-14-013835

$SAMGCIK 0001549966operating

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:33 PM ET

Size

8.5 KB

Accession

0001140361-14-013835

Insider Transaction Report

Form 4
Period: 2014-03-19
CAMPBELL DAVID J
General Counsel and Secretary
Transactions
  • Other

    Class B common stock, par value $0.01

    2014-03-19+7,15595,069 total
  • Other

    Class B units

    2014-03-19+7,15595,069 total
    Class A Common Stock, par value $0.01 (7,155 underlying)
Footnotes (2)
  • [F1]Holders of Class B common stock are not entitled to participate in any dividends or other distributions made by Silvercrest Asset Management Group Inc. (the "Corporation") to holders of its capital stock (except for the right to receive par value upon the Corporation's liquidation or dissolution). Each Class B unit of Silvercrest L.P. is paired with a share of Class B common stock. Each share of Class B common stock entitles the holder to one (1) vote per share on all matters submitted to a vote of the Corporation's common stockholders. Shares of Class B common stock are not transferable unless transferred concurrently with the corresponding Class B unit and with the consent of the Corporation and Silvercrest L.P.
  • [F2]Represents Class B units issued to the holder upon the vesting of deferred equity units and performance units. Silvercrest Asset Management Group LLC ("SAMG LLC") awarded to its principals deferred equity units and performance units in 2009 and 2010 exercisable for cash or Class B units of Silvercrest L.P. Each deferred equity unit entitles the holder thereof to receive 100 Class B units of Silvercrest L.P. (and, as such, a corresponding number of Class B common stock of SAMG). SAMG LLC also granted to each employee who received an award of deferred equity units, a number of performance units which became exercisable for one (1) Class B unit for every two (2) Class B units issued upon vesting of the deferred equity units awarded to each principal in 2009 and 2010, subject to certain holding requirements as set forth in the unit award agreements.

Documents

1 file

Issuer

Silvercrest Asset Management Group Inc.

CIK 0001549966

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001549966

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:33 PM ET
Size
8.5 KB