HAMPTON ROADS BANKSHARES INC 4
Accession 0001140361-14-027456
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:19 PM ET
Size
30.8 KB
Accession
0001140361-14-027456
Insider Transaction Report
- Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 7,142 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2014-06-27+5,057→ 17,598 total - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2013-07-24+5,399→ 12,541 total - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 3,571 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total
- Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 7,142 total - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 3,571 total - Award
Common Stock, par value $0.01 per share
2013-07-24+5,399→ 12,541 total - Award
Common Stock, par value $0.01 per share
2014-06-27+5,057→ 17,598 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total
- Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total - Award
Common Stock, par value $0.01 per share
2014-06-27+5,057→ 17,598 total - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 3,571 total - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 7,142 total - Award
Common Stock, par value $0.01 per share
2013-07-24+5,399→ 12,541 total - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total(indirect: Held by CapGen Capital Group VI LP)
- Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total - Award
Common Stock, par value $0.01 per share
2014-06-27+20,230→ 51,095,377 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 3,571 total - Award
Common Stock, par value $0.01 per share
2012-12-14+3,571→ 7,142 total - Award
Common Stock, par value $0.01 per share
2013-07-24+5,399→ 12,541 total - Award
Common Stock, par value $0.01 per share
2013-07-24+21,594→ 51,075,147 total(indirect: Held by CapGen Capital Group VI LP) - Award
Common Stock, par value $0.01 per share
2014-06-27+5,057→ 17,598 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,039,267 total - Award
Common Stock, par value $0.01 per share
2012-12-14+14,286→ 51,053,553 total
Footnotes (14)
- [F1]Robert Goldstein directly owns such shares of common stock, par value $0.01 per share (the "Common Stock"), of Hampton Roads Bankshares, Inc. (the "Issuer"), which represent 20% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer. Pursuant to an arrangement with Capital Group VI LP ("CapGen LP"), any grants of Common Stock to Mr. Goldstein for his service as director are split 80/20 with CapGen LP.
- [F10]CapGen LP directly owns such shares of Common Stock, which represent 80% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer as referenced in Note 9 above.
- [F11]These shares represent the 80% award referenced in Note 10.
- [F12]Robert Goldstein directly owns such shares of Common Stock of the Issuer, which represent 20% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer. Pursuant to an arrangement with CapGen LP, any grants of Common Stock to Mr. Goldstein for his service as director are split 80/20 with CapGen LP.
- [F13]CapGen LP directly owns such shares of Common Stock, which represent 80% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer as referenced in Note 12 above.
- [F14]These shares represent the 80% award referenced in Note 13.
- [F2]CapGen LP directly owns such shares of Common Stock, which represent 80% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer as referenced in Note 1 above.
- [F3]These shares represent the 80% award referenced in Note 2.
- [F4]As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- [F5]As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
- [F6]Robert Goldstein directly owns such shares of Common Stock of the Issuer, which represent 20% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer. Pursuant to an arrangement with CapGen LP, any grants of Common Stock to Mr. Goldstein for his service as director are split 80/20 with CapGen LP.
- [F7]CapGen LP directly owns such shares of Common Stock, which represent 80% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer as referenced in Note 6 above.
- [F8]These shares represent the 80% award referenced in Note 7.
- [F9]Robert Goldstein directly owns such shares of Common Stock of the Issuer, which represent 20% of a restricted stock unit award granted to Mr. Goldstein for his service as a member of the board of directors of the Issuer. Pursuant to an arrangement with CapGen LP, any grants of Common Stock to Mr. Goldstein for his service as director are split 80/20 with CapGen LP.
Documents
Issuer
HAMPTON ROADS BANKSHARES INC
CIK 0001143155
Related Parties
1- filerCIK 0001143155
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:19 PM ET
- Size
- 30.8 KB