4//SEC Filing
Health Insurance Innovations, Inc. 4
Accession 0001140361-14-027723
CIK 0001561387operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:03 PM ET
Size
16.4 KB
Accession
0001140361-14-027723
Insider Transaction Report
Form 4
Kosloske Michael W
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Class A Common Stock
2014-07-02$11.67/sh−2,916$34,021→ 100 total - Sale
Class A Common Stock
2014-07-01$11.98/sh−11,359$136,106→ 3,216 total - Sale
Class A Common Stock
2014-07-01$12.52/sh−200$2,504→ 3,016 total
Holdings
- 8,566,667(indirect: See Footnote)
Class A Common Stock
- 8,900(indirect: See Footnote)
Class A Common Stock
Transactions
- Sale
Class A Common Stock
2014-07-02$11.67/sh−2,916$34,021→ 100 total - Sale
Class A Common Stock
2014-07-01$11.98/sh−11,359$136,106→ 3,216 total - Sale
Class A Common Stock
2014-07-01$12.52/sh−200$2,504→ 3,016 total
Holdings
- 8,566,667(indirect: See Footnote)
Class A Common Stock
- 8,900(indirect: See Footnote)
Class A Common Stock
Transactions
- Sale
Class A Common Stock
2014-07-01$12.52/sh−200$2,504→ 3,016 total - Sale
Class A Common Stock
2014-07-02$11.67/sh−2,916$34,021→ 100 total - Sale
Class A Common Stock
2014-07-01$11.98/sh−11,359$136,106→ 3,216 total
Holdings
- 8,566,667(indirect: See Footnote)
Class A Common Stock
- 8,900(indirect: See Footnote)
Class A Common Stock
Kosloske Lori
Chief Compliance OfficerOther
Transactions
- Sale
Class A Common Stock
2014-07-01$11.98/sh−11,359$136,106→ 3,216 total - Sale
Class A Common Stock
2014-07-01$12.52/sh−200$2,504→ 3,016 total - Sale
Class A Common Stock
2014-07-02$11.67/sh−2,916$34,021→ 100 total
Holdings
- 8,566,667(indirect: See Footnote)
Class A Common Stock
- 8,900(indirect: See Footnote)
Class A Common Stock
Footnotes (6)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted by Mr. Kosloske on December 13, 2013.
- [F2]The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $11.49 to $12.44 inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc., full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $12.505 to $12.53 inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc., full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $11.5 to $11.86 inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc., full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]By Lori Kosloske. Michael Kosloske and Lori Kosloske are husband and wife.
- [F6]This number of shares consists of 8,480,000 shares of Class B Common Stock held of record by Health Plan Intermediaries, LLC ("HPI") and 86,667 shares of Class B Common Stock held by Health Plan Intermediaries Sub, LLC ("HPIS"). Michael Kosloske is the sole member and primary manager of HPI, and has sole voting and dispositive power over the shares held by HPI. HPI is the sole managing member of HPIS and has sole voting and dispositive power over the shares held by HPIS. Mr. Kosloske, by virtue of his control of HPI and HPI's control of HPIS, may be deemed to beneficially own all the shares of Class B Common Stock held of record by each of HPI and HPIS. The shares of Class B Common Stock, together with the Series B Membership Interests of HPI, are exchangeable, at Mr. Kosloske's election, for equal numbers of shares of Class A Common Stock. This exchange right has no expiration date.
Documents
Issuer
Health Insurance Innovations, Inc.
CIK 0001561387
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001561387
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 4:03 PM ET
- Size
- 16.4 KB