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4//SEC Filing

SURREY BANCORP 4

Accession 0001140361-14-030198

CIK 0001229146operating
View on SEC.govCompany Profile

Filed

Jul 30, 8:00 PM ET

Accepted

Jul 31, 3:38 PM ET

Size

14.2 KB

Accession

0001140361-14-030198

Insider Transaction Report

Form 4
Period: 2014-07-31
SURREY BANCORPSRYB
REES FLOYD EUGENE JR
Director
Transactions
  • Purchase

    Common stock

    2014-07-31$12.00/sh+173$2,076→ 76,460 total
  • Purchase

    Common stock

    2014-05-15$11.75/sh+277$3,255→ 76,287 total
  • Purchase

    Common stock

    2014-05-15$12.25/sh+86$1,054→ 76,010 total
Holdings

  • Common stock

    (indirect: Power of Attorney over shares)
    5,142

  • Series A 4.5 Convertible Non-Cumulative Preferred

    → Common stock (25,250 underlying)
    11,000

  • Series D 5.0% Convertible Non-Cumulative Perpetual Preferred

    → Common stock (15,537 underlying)
    14,125

  • Common stock

    (indirect: By IRA)
    10,023

  • Common stock

    (indirect: By Spouse)
    2,856

  • Common stock

    (indirect: By Spouse)
    530

  • Series A 4.5% Convertible Non-Cumulative Perpetual Preferred

    (indirect: By Spouse)
    → Common stock (4,132 underlying)
    1,800
Footnotes (4)
  • [F1]Convertible into Common Stock.
  • [F2]Perpetual Preferred Stock
  • [F3]Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
  • [F4]Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.

Documents

1 file

Issuer

SURREY BANCORP

CIK 0001229146

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001229146

Filing Metadata

Form type
4
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 3:38 PM ET
Size
14.2 KB
View on SEC.gov