HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Aug 5, 2014
Insider Transaction Report
Form 4
Gould Howard
Director10% Owner
Transactions
- Award
Common Stock
2014-08-01$6.96/sh+3,591$24,993→ 5,876,607 total
Footnotes (3)
- [F1]Mr. Gould was granted 3,591 shares of restricted stock under the Company's Equity Compensation Plan. The shares will vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Reporting person by virtue of being a managing member of Carpenter Fund Manger GP, LLP ("Manager), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, L.P. ("Fund LP"), and Carpenter Community BancFund-CA, L.P. ("Fund CA" and, with Fund LP and Fund CA, the "Funds"), may be deemed to beneficially own the Shares held by the Funds, but disclaims beneficial ownership thereof.
- [F3]Fund LP is the record holder of 193,066 Shares, Fund A is the record holder of 5,491,752 Shares, and Fund CA is the record holder of 188,198 Shares.