HEALTHEQUITY INC 4
4 · HEALTHEQUITY INC · Filed Aug 6, 2014
Insider Transaction Report
Form 4
NEELEMAN DAVID
10% Owner
Transactions
- Conversion
Common Stock
2014-08-04+2,106,674→ 2,391,269 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2014-08-04−918,750→ 0 total(indirect: See footnote)→ Common Stock (918,750 underlying) - Conversion
Series D-1 Preferred Stock
2014-08-04−389,622→ 0 total(indirect: See footnote)→ Common Stock (779,244 underlying) - Conversion
Series B Preferred Stock
2014-08-04−408,680→ 0 total(indirect: See footnote)→ Common Stock (408,680 underlying)
Footnotes (4)
- [F1]The Series A Preferred Stock automatically converted into shares of common stock on a 1-for-1 basis and had no expiration date.
- [F2]The Series B Preferred Stock automatically converted into shares of common stock on a 1-for-1 basis and had no expiration date.
- [F3]The Series D-1 Preferred Stock automatically converted into shares of common stock on a 1-for-2 basis and had no expiration date.
- [F4]Securities are held of record by Neeleman Holdings, L.C. The reporting person is the manager of Neeleman Holdings, L.C. and the reporting person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest in such shares.