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4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-14-031783

$OESXCIK 0001409375operating
View on SEC.govCompany Profile

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 4:50 PM ET

Size

15.7 KB

Accession

0001140361-14-031783

Insider Transaction Report

Form 4
Period: 2014-08-08
ORION ENERGY SYSTEMS, INC.OESX
Jensen Scott R
CFO and Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-08-08$2.25/sh+5,000$11,250→ 89,564 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2014-08-08−5,000→ 0 total
    Exercise: $2.25Exp: 2014-08-30→ Common Stock (5,000 underlying)
Holdings

  • Stock Options (right to buy)

    Exercise: $2.20Exp: 2017-03-01→ Common Stock (25,000 underlying)
    25,000

  • Stock Options (right to buy)

    Exercise: $3.78Exp: 2019-05-19→ Common Stock (11,759 underlying)
    11,759

  • Stock Options (right to buy)

    Exercise: $2.00Exp: 2022-06-18→ Common Stock (25,000 underlying)
    25,000

  • Stock Options (right to buy)

    Exercise: $3.46Exp: 2020-05-18→ Common Stock (10,329 underlying)
    10,329

  • Stock Options (right to buy)

    Exercise: $5.35Exp: 2018-08-08→ Common Stock (16,502 underlying)
    16,502

  • Stock Options (right to buy)

    Exercise: $5.44Exp: 2020-02-05→ Common Stock (100,000 underlying)
    100,000
Footnotes (7)
  • [F1]Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted August 30, 2004, vests as to 4,000 shares on each of March 31, 2008 and 2009, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
  • [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
  • [F7]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:50 PM ET
Size
15.7 KB
View on SEC.gov