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4//SEC Filing

WARNOCK DAVID L 4

Accession 0001140361-14-033672

CIK 0001362925other
View on SEC.govCompany Profile

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 4:48 PM ET

Size

26.6 KB

Accession

0001140361-14-033672

Insider Transaction Report

Form 4
Period: 2014-08-15
Planet Payment IncPLPM
CAMDEN PARTNERS STRATEGIC FUND III LP
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267
CAMDEN PARTNERS STRATEGIC FUND III-A LP
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    184,780
Kim Shane H.
DirectorOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    4,446,267
Camden Partners Strategic Manager, LLC
10% Owner
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    4,446,267
Camden Partners Strategic III, LLC
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267
CAMDEN PARTNERS STRATEGIC FUND II A LP
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    118,496
CAMDEN PARTNERS STRATEGIC FUND II B LP
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    184,780
WARNOCK DAVID L
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    118,496
CAMDEN PARTNERS STRATEGIC II LLC
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    184,780

  • Common Stock

    (indirect: See footnote)
    118,496
HUGHES DONALD W
10% OwnerOther
Transactions
  • Award

    Common Stock

    2014-08-15$0.01/sh+23,166$232→ 44,984 total
Holdings

  • Common Stock

    (indirect: See footnote)
    1,997,513

  • Common Stock

    (indirect: See footnote)
    118,496

  • Common Stock

    (indirect: See footnote)
    4,446,267

  • Common Stock

    (indirect: See footnote)
    184,780
Footnotes (5)
  • [F1]This is a restricted stock grant under the Issuer's 2012 Equity Incentive Plan, and will be 100% vested on June 16, 2015, provided that the Reporting Person is still providing services to the Issuer as of such date.
  • [F2]These securities are owned directly by Fund II-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-A, except to the extent of their respective pecuniary interests therein.
  • [F3]These securities are owned directly by Fund II-B. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-B as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-B, except to the extent of their respective pecuniary interests therein.
  • [F4]These securities are owned directly by Fund III. The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III, except to the extent their respective pecuniary interests therein.
  • [F5]These securities are owned directly by Fund III-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III-A, except to the extent of their respective pecuniary interests therein.

Documents

1 file

Issuer

Planet Payment Inc

CIK 0001362925

→
Entity typeother

Related Parties

1
  • filerCIK 0001025664

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 4:48 PM ET
Size
26.6 KB
View on SEC.gov