Home/Filings/4/0001140361-14-035027
4//SEC Filing

NANOVIRICIDES, INC. 4

Accession 0001140361-14-035027

$NNVCCIK 0001379006operating

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 6:22 PM ET

Size

7.5 KB

Accession

0001140361-14-035027

Insider Transaction Report

Form 4
Period: 2014-09-05
Diwan Anil
DirectorPresident10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2014-08-25$3.50/sh+28,571$99,9992,044,918 total(indirect: Held by AllExcel, Inc.)
  • Exercise of In-Money

    Common Stock Warrants

    2014-08-2528,5710 total(indirect: Held by AllExcel, Inc.)
    Exercise: $3.50From: 2008-08-22Exp: 2014-08-15Common Stock (28,571 underlying)
Footnotes (1)
  • [F1]Includes 285,714 shares issuable upon exercise of options. Does not include 1,750,000 shares of common stock underlying 500,000 shares of the Company's Series A Convertible Preferred Stock ("Series A") convertible into three and one half shares of Common Stock solely upon a change in control of the Company or upon achieving certain trading prices or 9,531,429 shares of common stock and 2,000,000 shares of Series A owned by TheraCour Pharma, Inc., over which Dr. Diwan holds voting and dispositive power.

Documents

1 file

Issuer

NANOVIRICIDES, INC.

CIK 0001379006

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001379006

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 6:22 PM ET
Size
7.5 KB