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ASTRO MED INC /NEW/ 4

Accession 0001140361-14-035910

$ALOTCIK 0000008146operating

View on SEC.gov Company Profile

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 7:01 PM ET

Size

20.4 KB

Accession

0001140361-14-035910

Insider Transaction Report

Form 4

Period: 2014-09-16

ASTRO MED INC /NEW/ALOT

Estate of Albert W. Ondis

10% Owner

Transactions

Sale
Common Stock
2014-09-17$13.66/sh−3,175$43,374→ 1,420,702 total
Sale
Common Stock
2014-09-16$13.80/sh−41$566→ 1,424,149 total
Sale
Common Stock
2014-09-16$13.63/sh−272$3,709→ 1,423,877 total

Holdings

Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
3,858
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
317
Common Stock
(indirect: By Trust)
1,658
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
650
Common Stock
122,097
Common Stock
(indirect: By Trust)
5,614
Common Stock
122,096
Common Stock
124,475

Ondis Albert W. III

10% Owner

Transactions

Sale
Common Stock
2014-09-16$13.80/sh−41$566→ 1,424,149 total
Sale
Common Stock
2014-09-16$13.63/sh−272$3,709→ 1,423,877 total
Sale
Common Stock
2014-09-17$13.66/sh−3,175$43,374→ 1,420,702 total

Holdings

Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
317
Common Stock
122,097
Common Stock
(indirect: By Trust)
5,614
Common Stock
122,096
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
650
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
3,858
Common Stock
(indirect: By Trust)
1,658
Common Stock
124,475

Ondis April

10% Owner

Transactions

Sale
Common Stock
2014-09-16$13.80/sh−41$566→ 1,424,149 total
Sale
Common Stock
2014-09-16$13.63/sh−272$3,709→ 1,423,877 total
Sale
Common Stock
2014-09-17$13.66/sh−3,175$43,374→ 1,420,702 total

Holdings

Common Stock
(indirect: By Trust)
1,658
Common Stock
(indirect: By Trust)
5,614
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
650
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
3,858
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
317
Common Stock
122,097
Common Stock
124,475
Common Stock
122,096

Ondis Alexis

10% Owner

Transactions

Sale
Common Stock
2014-09-16$13.80/sh−41$566→ 1,424,149 total
Sale
Common Stock
2014-09-16$13.63/sh−272$3,709→ 1,423,877 total
Sale
Common Stock
2014-09-17$13.66/sh−3,175$43,374→ 1,420,702 total

Holdings

Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
650
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
3,858
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
317
Common Stock
(indirect: By Trust)
1,658
Common Stock
122,097
Common Stock
(indirect: By Trust)
5,614
Common Stock
122,096
Common Stock
124,475

Footnotes (13)

[F1]The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
[F10]These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
[F11]These shares are owned directly by Alexis Ondis.
[F12]These shares are owned indirectly by April Ondis.
[F13]These shares are owned directly by April Ondis.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.62, inclusive.
[F3]The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.83, inclusive.
[F5]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
[F6]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
[F7]These shares are owned indirectly by Albert W. Ondis, III.
[F8]These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
[F9]These shares are owned directly by Albert W. Ondis, III.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

ASTRO MED INC /NEW/

CIK 0000008146

→

Entity typeoperating

IncorporatedRI

Related Parties

filerCIK 0000008146

Filing Metadata

Form type: 4
Filed: Sep 16, 8:00 PM ET
Accepted: Sep 17, 7:01 PM ET
Size: 20.4 KB

View on SEC.gov