Home/Filings/4/0001140361-14-036633
4//SEC Filing

SURREY BANCORP 4

Accession 0001140361-14-036633

CIK 0001229146operating

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 12:20 PM ET

Size

12.2 KB

Accession

0001140361-14-036633

Insider Transaction Report

Form 4
Period: 2014-09-25
Transactions
  • Purchase

    Common stock

    2014-09-25$14.75/sh+5,142$75,84581,602 total
  • Sale

    Common stock

    2014-09-25$14.75/sh5,142$75,8450 total(indirect: Power of Attorney over shares)
Holdings
  • Series A 4.5 Convertible Non-Cumulative Preferred

    (indirect: By Spouse)
    Common stock (4,132 underlying)
    1,800
  • Common stock

    (indirect: By Spouse)
    2,856
  • Series A 4.5 Convertible Non-Cumulative Preferred

    Common stock (25,250 underlying)
    11,000
  • Series D 5.0% Convertible Non-Cumulative Perpetual Preferred

    Common stock (15,537 underlying)
    14,125
  • Common stock

    (indirect: By IRA)
    10,023
  • Common stock

    (indirect: By Spouse)
    530
Footnotes (4)
  • [F1]Convertible into Common Stock.
  • [F2]Perpetual Preferred Stock.
  • [F3]Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
  • [F4]Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.

Documents

1 file

Issuer

SURREY BANCORP

CIK 0001229146

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001229146

Filing Metadata

Form type
4
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 12:20 PM ET
Size
12.2 KB