4//SEC Filing
Dermira, Inc. 4
Accession 0001140361-14-037657
CIK 0001557883operating
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 4:19 PM ET
Size
14.4 KB
Accession
0001140361-14-037657
Insider Transaction Report
Form 4
Dermira, Inc.DERM
Hutton Wende S
Director
Transactions
- Conversion
Series A Preferred Stock
2014-10-08−1,708,040→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (1,708,040 underlying) - Conversion
Series C Preferred Stock
2014-10-08−272,955→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (272,955 underlying) - Purchase
Common Stock
2014-10-08$16.00/sh+49,276$788,416→ 2,500,149 total(indirect: See footnote) - Conversion
Common Stock
2014-10-08+2,450,873→ 2,450,873 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2014-10-08−469,878→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (469,878 underlying)
Footnotes (3)
- [F1]In connection with the consummation of the Issuer's initial public offering on October 8, 2014, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration. All shares of Common Stock issued upon conversion were aggregated.
- [F2]Shares held directly by Canaan VIII L.P. (the "Canaan Fund"). Canaan Partners VIII LLC ("Canaan VIII" and together with the Canaan Fund, the "Canaan Entities") is the sole general partner of the Canaan Fund. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan VIII, collectively, and no manager of Canaan VIII has beneficial ownership of any shares held by Canaan VIII L.P. Wende Hutton, a manager and member of Canaan VIII, serves as the representative of the Canaan Entities on the Issuer's board of directors. Ms. Hutton disclaims beneficial ownership in the securities held by the Canaan Entities, except to the extent of her pecuniary interest, if any, in such securities by virtue of the limited liability company interests she owns in Canaan VIII.
- [F3]None.
Documents
Issuer
Dermira, Inc.
CIK 0001557883
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001557883
Filing Metadata
- Form type
- 4
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 4:19 PM ET
- Size
- 14.4 KB