|4Nov 6, 2:05 PM ET

PROTALEX INC 4

4 · PROTALEX INC · Filed Nov 6, 2014

Insider Transaction Report

Form 4
Period: 2014-11-04
Transactions
  • Award

    Options

    2014-11-04+100,000100,000 total
    Exercise: $6.00From: 2014-11-04Exp: 2024-11-04Common Stock (100,000 underlying)
Holdings
  • Common Stock

    (indirect: By Elser & Company Limited)
    17,000
  • Common Stock

    (indirect: By Carlisle Investments Inc.)
    17,000
  • Options

    Exercise: $9.00From: 2014-02-04Exp: 2024-02-04Common Stock (250,000 underlying)
    250,000
Footnotes (2)
  • [F1]The reporting person has the sole power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securites.
  • [F2]Granted on February 4, 2014 (the "Grant Date" ), this option is exercisable to acquire 33.33% of the underlying shares on the Grant Date, 66.67% of the shares on or after the one-year anniversary of the Grant Date and 100% of the shares on or after the two-year anniversary of the of the Grant Date.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4