4//SEC Filing
ASTRO MED INC /NEW/ 4
Accession 0001140361-14-040767
$ALOTCIK 0000008146operating
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 5:32 PM ET
Size
16.5 KB
Accession
0001140361-14-040767
Insider Transaction Report
Form 4
Estate of Albert W. Ondis
10% Owner
Transactions
- Sale
Common Stock
2014-11-07$13.80/sh−50$690→ 1,417,767 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
Ondis Albert W. III
10% Owner
Transactions
- Sale
Common Stock
2014-11-07$13.80/sh−50$690→ 1,417,767 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
Ondis April
10% Owner
Transactions
- Sale
Common Stock
2014-11-07$13.80/sh−50$690→ 1,417,767 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
Ondis Alexis
10% Owner
Transactions
- Sale
Common Stock
2014-11-07$13.80/sh−50$690→ 1,417,767 total
Holdings
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
Footnotes (10)
- [F1]The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
- [F10]These shares are owned directly by April Ondis.
- [F2]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F3]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F4]These shares are owned indirectly by Albert W. Ondis, III.
- [F5]These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
- [F6]These shares are owned directly by Albert W. Ondis, III.
- [F7]These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
- [F8]These shares are owned directly by Alexis Ondis.
- [F9]These shares are owned indirectly by April Ondis.
Documents
Issuer
ASTRO MED INC /NEW/
CIK 0000008146
Entity typeoperating
IncorporatedRI
Related Parties
1- filerCIK 0000008146
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 5:32 PM ET
- Size
- 16.5 KB