SUMMIT FINANCIAL GROUP INC 4
4 · SUMMIT FINANCIAL GROUP INC · Filed Nov 12, 2014
Insider Transaction Report
Form 4
HAWSE THOMAS J III
Director
Transactions
- Purchase
Common Stock
2014-11-12$11.60/sh+200$2,320→ 73,200 total
Holdings
- 7,585.42
Phantom Stock
Exercise: $0.00→ Common Stock (7,585.42 underlying) - 1,500(indirect: By Spouse)
Common Stock
- 4,109(indirect: By Spouse)
Common Stock
- 187
8% Non-cumulative Convertible Preferred Stock, Series 2011
Exercise: $4.00From: 2012-03-01Exp: 2021-06-01→ Common Stock (23,375 underlying)
Footnotes (3)
- [F1]The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- [F2]Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
- [F3]Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.