4//SEC Filing
PTC INC. 4
Accession 0001140361-14-042536
$PTCCIK 0000857005operating
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 6:30 PM ET
Size
23.7 KB
Accession
0001140361-14-042536
Insider Transaction Report
Form 4
PTC INC.PTC
Ranaldi Robert
EVP Worldwide Sales
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-11-15−7,774→ 15,546 total→ Common Stock (7,774 underlying) - Exercise/Conversion
Restricted Stock Units
2014-11-15−12,600→ 0 total→ Common Stock (12,600 underlying) - Tax Payment
Common Stock
2014-11-15$37.90/sh−27,910$1,057,789→ 72,756 total - Exercise/Conversion
Restricted Stock Units
2014-11-15−12,845→ 12,845 total→ Common Stock (12,845 underlying) - Exercise/Conversion
Restricted Stock Units
2014-11-15−8,209→ 0 total→ Common Stock (8,209 underlying) - Exercise/Conversion
Restricted Stock Units
2014-11-15−9,753→ 8,477 total→ Common Stock (9,753 underlying) - Exercise/Conversion
Restricted Stock Units
2014-11-15−7,774→ 15,546 total→ Common Stock (7,774 underlying) - Exercise/Conversion
Common Stock
2014-11-15+67,355→ 100,666 total - Exercise/Conversion
Restricted Stock Units
2014-11-15−8,400→ 0 total→ Common Stock (8,400 underlying)
Footnotes (10)
- [F1]Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 67,355 shares of the Reporting Person's restricted stock unit awards on November 15, 2014.
- [F10]This amount represents the total number of derivative securities beneficially owned of the class shown.
- [F2]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- [F3]Service-based RSUs awarded on November 1, 2011. These RSUs vested in three substantially equal annual installments, with the last installment vested on November 15, 2014.
- [F4]Performance-based RSUs awarded on November 1, 2011 that may be earned only to the extent the established performance criteria are met. The remaining half of these RSUs vested on November 15, 2014.
- [F5]Performance-based RSUs awarded on November 1, 2011 subject to subsequent service-based restrictions. These RSUs vested in three substantially equal annual installments, with the last installment vested on November 15, 2014.
- [F6]Service-based RSUs awarded on November 5, 2012. These RSUs vest in three substantially equal annual installments. The second installment vested on November 15, 2014 and the remaining installment will vest on November 15, 2015.
- [F7]Performance-based RSUs awarded on November 5, 2012 that may be earned only to the extent the established performance criteria for each of the three performance periods are met. The units for the second period were earned in full, including those units not earned in the first period, and vested on November 15, 2014. Up to all of the remaining units awarded will vest on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved.
- [F8]Service-based RSUs awarded on November 11, 2013. These RSUs vest in three substantially equal annual installments. The first installment vested on November 15, 2014 and the remaining installments will vest on each of November 15, 2015 and November 15, 2016.
- [F9]Performance-based RSUs awarded on November 11, 2013 that may be earned only to the extent the established performance criteria for each of the three performance periods are met. The RSUs earned will vest as to (i) up to 34% of the units awarded on the later of November 15, 2014 and the date the Compensation Committee determines the performance criteria have been achieved, (ii) up to 33% of the units awarded, plus any not earned in the first period, on the later of November 15, 2015 and the date the Compensation Committee determines the performance criteria have been achieved, and (iii) up to all of the units awarded on the later of November 15, 2016 and the date the Compensation Committee determines the performance criteria have been achieved.
Documents
Issuer
PTC INC.
CIK 0000857005
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000857005
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 6:30 PM ET
- Size
- 23.7 KB