4//SEC Filing
ASTRO MED INC /NEW/ 4
Accession 0001140361-14-042986
$ALOTCIK 0000008146operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:48 PM ET
Size
17.1 KB
Accession
0001140361-14-042986
Insider Transaction Report
Form 4
Ondis Albert W. III
10% Owner
Transactions
- Sale
Common Stock
2014-11-19$13.86/sh−662$9,177→ 1,382,305 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
Ondis Alexis
10% Owner
Transactions
- Sale
Common Stock
2014-11-19$13.86/sh−662$9,177→ 1,382,305 total
Holdings
- 5,614(indirect: By Trust)
Common Stock
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 124,475
Common Stock
Ondis April
10% Owner
Transactions
- Sale
Common Stock
2014-11-19$13.86/sh−662$9,177→ 1,382,305 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 124,475
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
Estate of Albert W. Ondis
10% Owner
Transactions
- Sale
Common Stock
2014-11-19$13.86/sh−662$9,177→ 1,382,305 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
Footnotes (12)
- [F1]The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
- [F10]These shares are owned directly by Alexis Ondis.
- [F11]These shares are owned indirectly by April Ondis.
- [F12]These shares are owned directly by April Ondis.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.85 to $13.87, inclusive.
- [F3]The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F4]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F5]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F6]These shares are owned indirectly by Albert W. Ondis, III.
- [F7]These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
- [F8]These shares are owned directly by Albert W. Ondis, III.
- [F9]These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
Documents
Issuer
ASTRO MED INC /NEW/
CIK 0000008146
Entity typeoperating
IncorporatedRI
Related Parties
1- filerCIK 0000008146
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:48 PM ET
- Size
- 17.1 KB