4//SEC Filing
GOODRICH PETROLEUM CORP 4
Accession 0001140361-14-044035
CIK 0000943861operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:14 PM ET
Size
21.4 KB
Accession
0001140361-14-044035
Insider Transaction Report
Form 4
MALLOY PATRICK E
DirectorChairman of the Board10% Owner
Transactions
- Award
Phantom Stock
2014-12-01+105,708→ 105,708 total→ Common Stock (105,708 underlying) - Exercise/Conversion
Common Stock
2014-12-01+11,502→ 5,173,428 total - Exercise/Conversion
Common Stock
2014-12-01+18,498→ 5,191,926 total - Exercise/Conversion
Phantom Stock
2014-12-01−8,918→ 17,834 totalFrom: 2014-12-01Exp: 2014-12-01→ Common Stock (8,918 underlying) - Exercise/Conversion
Common Stock
2014-12-01+8,918→ 5,200,844 total - Sale
Common Stock
2014-12-02$4.50/sh−17,513$78,742→ 5,183,331 total - Exercise/Conversion
Phantom Stock
2014-12-01−11,502→ 0 totalFrom: 2014-12-01Exp: 2014-12-01→ Common Stock (11,502 underlying) - Exercise/Conversion
Phantom Stock
2014-12-01−18,498→ 18,498 totalFrom: 2014-12-01Exp: 2014-12-01→ Common Stock (18,498 underlying)
Holdings
- 40,000
Depositary Shares
- 70,100
5.375% Series B Convertible Preferred Stock
→ Common Stock (111,781 underlying) - 40,000
Depositary Shares
Footnotes (9)
- [F1]Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- [F2]The phantom stock vests in increments of one-third on the anniversary date of the grant for each of the next three years. Thus the reporting person will receive 35,236 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement date, in the sole discretion of the issuer) on each of December 1, 2015, 2016 and 2017, as long as the reporting person remains affiliated with the company.
- [F3]On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2011.
- [F4]On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2012.
- [F5]On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2013.
- [F6]Depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- [F7]Depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock.
- [F8]Shares sold to cover federal tax obligations associated with the phantom stock vestings detailed in Table II.
- [F9]The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.
Documents
Issuer
GOODRICH PETROLEUM CORP
CIK 0000943861
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000943861
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:14 PM ET
- Size
- 21.4 KB