VALLEY FINANCIAL CORP /VA/·4

Dec 5, 4:26 PM ET

VALLEY FINANCIAL CORP /VA/ 4

4 · VALLEY FINANCIAL CORP /VA/ · Filed Dec 5, 2014

Insider Transaction Report

Form 4
Period: 2014-12-03
Transactions
  • Exercise/Conversion

    Common Stock

    2014-12-03$12.20/sh+1,250$15,25016,500 total
  • Exercise/Conversion

    Common Stock

    2014-12-03$12.50/sh+4,000$50,00014,000 total
  • Exercise/Conversion

    Common Stock

    2014-12-03$13.00/sh+1,250$16,25015,250 total
  • Exercise/Conversion

    Common Stock

    2014-12-03$12.20/sh+5,000$61,00021,500 total
  • Exercise/Conversion

    Common Stock

    2014-12-03$6.00/sh+2,680$16,08024,180 total
  • Sale

    Common Stock

    2014-12-03$19.75/sh14,180$280,05510,000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2014-12-034,0000 total
    Exercise: $12.50Exp: 2015-07-05Common Stock (4,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2014-12-031,2500 total
    Exercise: $13.00Exp: 2015-08-10Common Stock (1,250 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy) (Common Stock)

    2014-12-031,2500 total
    Exercise: $12.20Exp: 2017-03-12Common Stock (1,250 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy) (Common Stock)

    2014-12-035,0000 total
    Exercise: $12.20Exp: 2017-03-12Common Stock (5,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy) (Common Stock)

    2014-12-032,6801,000 total
    Exercise: $6.00Exp: 2018-12-29Common Stock (2,680 underlying)
Footnotes (6)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.80, inclusive. The reporting person undertakes to provide to Valley Financial Corporation, any security holder of Valley Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F2]The option, representing a right to purchase a total of 4,000 shares, became exercisable in five annual installments beginning on July 5, 2006, which was the first anniversary of the date on which the option was granted.
  • [F3]The option, representing a right to purchase a total of 1,250 shares, became exercisable in five annual installments beginning on August 10, 2006, which was the first anniversary of the date on which the option was granted.
  • [F4]The option, representing a right to purchase a total of 1,250 shares, became exercisable in five annual installments beginning on August 31, 2007.
  • [F5]The option, representing a right to purchase a total of 5,000 shares, became exercisable in five annual installments beginning on March 12, 2008, which was the first anniversary of the date on which the option was granted.
  • [F6]The option, representing a right to purchase a total of 4,000 shares, became exercisable in five annual installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4